Broker Check

Investment Management

One of the first questions we always ask a potential client is “What is your current investment process?”. Most of the time they don’t have one or aren’t sure. We like to keep our process straightforward and simple to understand.

Our investment criteria are as follows:

  • Funds that rank in at least the top 3rd of their category over a 3 year, 5 year and 10 year period
  • Fund managers who have at least 10 years of experience
  • Morningstar analyst reports are available for the fund
  • Offer a less expensive "Institutional" share class

Investing in mutual funds is subject to risk and loss of principal.  There is no assurance or certainty that any investment strategy will be successful in meeting its objectives.